Regulatory Compliance

As a regulated industry, insurance companies must comply with a myriad of regulatory requirements. We are fully versed in these requirements and can assist with those filings related to the finance function of your company.

We prepare quarterly and annual statements (P&C, life, health, fraternal, and LSHO), risk-based capital and other supplemental filings, and file these items with state insurance departments and the NAIC on your behalf. We also provide assistance with regulatory reporting issues for clients that file their own statements and filings. We perform these services for clients filing in many states, so we are aware of state specific requirements.

With our knowledge of the regulatory environment, we can help you successfully respond to regulatory questions or concerns on financial matters and filings. We often join clients in meeting with state insurance regulators, and can also provide pre-examination reviews or post-examination consultation to help respond to examination comments.